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The Compliance Forum

The Compliance Forum

There’s a raft of new regulatory and compliance issues ahead for the financial services sector. Experts from McMahon Clarke and Pitcher Partners held a Compliance Committee Forum covering some of the latest issues for financial services.

They cover topics including:

  • Latest legal update: fundamentals of the new Design and Distribution Obligations (DDO) and changes to the breach reporting regime for AFS licensees.
  • Tax update: analysis and impacts of the latest developments for managed funds, including an update on current tax issues for managed funds and a discussion of key tax risk areas.

Presented by Pitcher Partners and McMahon Clarke.

The information presented in this webinar was accurate at the time of recording, 25 August 2021.
This content is general commentary only and does not constitute advice. Before making any decision or taking any action in relation to the content, you should consult your professional advisor. To the maximum extent permitted by law, neither Pitcher Partners or its affiliated entities, nor any of our employees will be liable for any loss, damage, liability or claim whatsoever suffered or incurred arising directly or indirectly out of the use or reliance on the material contained in this content. Pitcher Partners is an association of independent firms. Pitcher Partners is a member of the global network of Baker Tilly International Limited, the members of which are separate and independent legal entities. Liability limited by a scheme approved under professional standards legislation.
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